{ "docId": "019f6b8e-dc17-74bd-907f-a781ce61129c", "docSlug": "jarvis-2-ibd-presentation-2018-medley-management-inc-barclays-capital", "documentTitle": "2 IBD presentation 2018 Medley Management Inc. Barclays Capital", "authorId": "2-ibd-presentation-2018-medley-management-inc-barclays-capital", "authorName": null, "documentKindSlug": "deck", "documentKindLabel": "Deck", "sourceTypeSlug": "investment_bank", "sourceTypeLabel": "Investment bank", "presentationDate": "2018-01-01 00:00:00", "orientation": null, "aspectRatio": null, "pageNumber": 3, "pageCount": 33, "prevPage": 2, "nextPage": 4, "slideType": "disclaimer", "function": "other", "density": "overcrowded", "nDataPoints": 0, "notes": null, "elementsJson": null, "metadataConfidence": 1, "imagePath": null, "slideHref": "/slides/019f6b8e-dc17-74bd-907f-a781ce61129c/3", "deckHref": "/decks/019f6b8e-dc17-74bd-907f-a781ce61129c", "deckJsonHref": "/decks/019f6b8e-dc17-74bd-907f-a781ce61129c.json", "deckAnchorHref": "/decks/019f6b8e-dc17-74bd-907f-a781ce61129c#slide-3", "components": [ { "bbox": { "h": 0.03, "w": 0.12, "x": 0.068, "y": 0.001125 }, "kind": "image", "text": "Barclays logo", "attrs": null, "subkind": "logo", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "4ee753bf-207a-4cd5-a224-d42a60cc7580", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.155, "w": 0.864, "x": 0.068, "y": 0.145 }, "kind": "paragraph", "text": "The following pages contain material that was provided to the Board of Directors (the \"Board\") of Medley Management Inc. (the \"Company\") by Barclays Capital Inc. (\"Barclays\"). The accompanying material and any Barclays presentation related to the material was compiled or prepared on a confidential basis solely for consideration by the Board and no part of it may be reproduced, distributed or transmitted without the prior written consent of Barclays. The information contained in this material was obtained from the Company, and/or publicly available sources, and Barclays has relied upon such information without independent verification thereof and does not assume any liability for any such information. These materials are being provided in connection with an actual engagement and may not be used or relied upon for any purpose other than as specifically contemplated by a written agreement with Barclays.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "20e0bd49-a903-4ff2-8b22-18882e48a4bb", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.075, "w": 0.864, "x": 0.068, "y": 0.905 }, "kind": "paragraph", "text": "Barclays, its subsidiaries and affiliates engage in a wide range of businesses from investment and commercial banking, lending, asset management and other financial and non-financial services. In the ordinary course of its business, Barclays and its affiliates may actively trade and effect transactions in the equity, debt and/or other securities (and any derivatives thereof) and financial instruments (including loans and other obligations) of the Company and Medley Capital Corp. or Medley Beacon Corp. for its own account and for the accounts of its customers and accordingly, may at any time hold long or short positions and investment in such securities and financial instruments.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "42103dbb-62cf-422f-aab9-30ac6c36b5f5", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.215, "w": 0.864, "x": 0.068, "y": 0.315 }, "kind": "paragraph", "text": "Any estimates, historical financial information, projections and other information contained herein have been prepared by management of the Company or were obtained from publicly available sources (approved for Barclays' use by the Company) or are based upon such estimates and projections. With respect to such estimates and projections, Barclays has assumed that they have been reasonably prepared on a basis reflecting the best currently available estimates, projections and judgment of the management of the Company. The projections contained herein may or may not be achieved and differences between projected results and those actually contained may be material. No representation or warranty, expressed or implied, is made as to the accuracy or completeness of such information and nothing contained herein is, or shall be relied upon as, a promise or representation, whether as to the past or the future. The analysis contained herein is based on current market conditions which are subject to change and Barclays assumes no obligation to update or otherwise revise these materials. Nothing in these materials shall be deemed to constitute investment, legal, tax, financial, accounting or other advice.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "4f375c81-d424-43d4-bdf7-bee77e7abe66", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.035, "w": 0.864, "x": 0.068, "y": 0.995 }, "kind": "paragraph", "text": "These materials do not constitute nor do they form part of an offer to sell or purchase, or the solicitation of an offer to sell or purchase, any securities in any of the businesses or assets described herein or an offer of financing or an offer or recommendation to subscribe into any transaction described herein.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "5a03e1e3-7a45-4e77-bdb5-92fcee55860f", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.045, "w": 0.864, "x": 0.068, "y": 0.001045 }, "kind": "paragraph", "text": "Barclays Capital Inc. in the United States is an affiliate of Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority (Financial Services Register No. 122702). Registered in England. Registered No. 1026167. Registered office: 1 Churchill Place, London E14 5HP. Copyright Barclays Bank PLC, 2015 (all rights reserved).", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "8b1db85b-ba45-44f4-94b4-0393ec60e516", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.115, "w": 0.864, "x": 0.068, "y": 0.775 }, "kind": "paragraph", "text": "Barclays has not made or obtained any evaluation or appraisal of the assets or liabilities of the Company or any other party to any transaction nor any of their respective affiliates and has no obligation to evaluate the solvency of the Company or any other party to any transaction under any state or federal laws relating to bankruptcy, insolvency or similar matters. The analysis contained herein do not purport to be appraisals nor do they necessarily reflect the prices at which businesses or securities actually may be sold or purchased. Barclays has in any due diligence review is limited solely to performing such a review as it shall deem necessary to support its own advice and analysis and shall not be on behalf of the Company.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "d75043ad-02d8-43c8-8d3d-81cdcab5a913", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.215, "w": 0.864, "x": 0.068, "y": 0.545 }, "kind": "paragraph", "text": "Because these materials were prepared for use in the context of a presentation to the Board, these materials are incomplete without reference to, and should be assessed solely in conjunction with, the oral briefing provided by Barclays. These materials were not prepared to comply with the disclosure standards under state and federal securities laws or any other applicable laws and, to the extent the material may be considered by readers not as familiar with the business and affairs of the Company as the Board, none of the Company, Barclays, their respective affiliates or any of their respective legal or financial advisors or accountants take any responsibility for the accuracy or completeness of any of the material if used by persons other than the Board. These materials are not intended to provide the sole basis for evaluation of the proposed transaction and do not purport to contain all information that may be required and should not be considered a recommendation with respect to the proposed transaction.", "attrs": null, "subkind": "disclaimer", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "da7b7a3d-8a88-4f5a-ba01-4b0df4560dd2", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.032, "w": 0.135, "x": 0.068, "y": 0.088 }, "kind": "title", "text": "Disclaimer", "attrs": null, "subkind": "headline", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "db3ef29b-a915-4759-8e13-2e584263aa93", "frameworkName": null, "frameworkSlug": null } ], "metrics": [], "tools": [], "frameworks": [], "arcBeats": [], "loops": [], "imagePathAlt": null, "thumbSrc": null, "thumbSrcAlt": null, "locked": true }