{ "docId": "019de06f-26c8-73dd-9055-c9f362ccf265", "docSlug": "0c72a6832ea37f95e1465c128cc4d7b6", "documentTitle": "Citi | Investment Banking Pitch Book | 43 slides", "authorId": "citi", "authorName": "Citi", "documentKindSlug": "consulting-deck", "documentKindLabel": "Consulting deck", "sourceTypeSlug": "investment_bank", "sourceTypeLabel": "Investment bank", "presentationDate": "2004-11-01 00:00:00", "orientation": "landscape", "aspectRatio": 1.3333334, "pageNumber": 43, "pageCount": 43, "prevPage": 42, "nextPage": null, "slideType": "appendix_disclosure", "function": "other", "density": "overcrowded", "nDataPoints": 0, "notes": "Standard financial services legal disclosure slide.", "elementsJson": null, "metadataConfidence": 1, "imagePath": null, "slideHref": "/slides/019de06f-26c8-73dd-9055-c9f362ccf265/43", "deckHref": "/decks/019de06f-26c8-73dd-9055-c9f362ccf265", "deckJsonHref": "/decks/019de06f-26c8-73dd-9055-c9f362ccf265.json", "deckAnchorHref": "/decks/019de06f-26c8-73dd-9055-c9f362ccf265#slide-43", "components": [ { "bbox": { "h": 0.01, "w": 0.9, "x": 0.05, "y": 0.93 }, "kind": "disclaimer", "text": "[TRADEMARK SIGN-OFF: Add the appropriate sign-off for the relevant legal vehicle]", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "0a7be4dd-f56c-4abd-bb6f-47e69c551423", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.05, "w": 0.9, "x": 0.05, "y": 0.45 }, "kind": "disclaimer", "text": "Any terms set forth herein are intended for discussion purposes only and are subject to the final terms as set forth in separate definitive other agreement.", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "1783ff52-543b-4cbc-8e9e-99df7b64db81", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.06, "w": 0.9, "x": 0.05, "y": 0.87 }, "kind": "disclaimer", "text": "[FOR PRESENTATION WITH REFERENCES TO SMITH BARNEY EQUITY RESEARCH:]\nAlthough this material contains publicly available information about Smith Barney Equity Research, Citigroup policies prohibit anyone from participating in any effort to solicit investment banking business; accordingly, Smith Barney equity research analysts may not have any communications with companies for the purpose of soliciting investment banking business. Moreover, Citigroup policy (i) prohibits research analysts from participating in road show meetings and (ii) prohibits investment banking personnel from having any input into company-specific research coverage decisions and those directing research analysts to engage in marketing or selling efforts in connection with respective an investment banking transaction. So as to reduce the potential for conflict of interest, as well as to reduce any appearance of conflict of interest, Citigroup has enacted policies and procedures designed to prohibit all communications between banking and research personnel except as specifically permitted elsewhere herein.", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "24229e17-71fb-4fd1-b9ab-ccf0aa007c05", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.03, "w": 0.9, "x": 0.05, "y": 0.6 }, "kind": "disclaimer", "text": "We are required to obtain, verify and record certain information that identifies each entity that enters into a formal business relationship with us. We will ask for your complete name, street address, and taxpayer ID number. We may also request corporate formation documents, or other form of identification, to verify information provided.", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "3010f38a-61ac-4dd3-b964-deef23f8205a", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.03, "w": 0.9, "x": 0.05, "y": 0.63 }, "kind": "disclaimer", "text": "[FOR PITCH MATERIALS RELATING TO EXTENSIONS OF CREDIT BY CITIBANK OR ITS NON-BANK SUBSIDIARIES. FOR SUCH PITCHES, THE FOLLOWING BANK AGREEMENTS MAY ONLY BE DELETED IF: (1) PITCH IS FOR ADVISORY SERVICES ONLY OR (2) PITCH IS TO A NON-U.S. CUSTOMER AND TRANSACTION INVOLVES NON-U.S. OBLIGOR AND NON-MATERIAL U.S. CONTACTS. SEE ANTI-TYING POLICY OR CONSULT LEGAL IF QUESTIONS.]", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "4ef3a43a-a556-41c7-874a-155495116079", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.1, "w": 0.9, "x": 0.05, "y": 0.5 }, "kind": "disclaimer", "text": "Prior to entering into any transaction contemplated hereby, a 'Transaction' you should determine, with reliance on your own advisors, the economic risks and merits and independently determine that you are able to assume these risks, as well as the legal, tax and accounting characteristics and consequences of any such Transaction. In this regard, by accepting this presentation, you acknowledge that: (i) we are in the business of providing you are not relying on our legal, tax or accounting advice, (ii) there may be legal, tax or accounting risks associated with any Transaction, (iii) you should receive and rely on separate and qualified legal, tax and accounting advice and you should seek appropriate management in your organization as to such legal, tax and accounting advice and any risk associated with any Transaction; and our disclaimer is to these matters.", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "592fb6fb-0ba1-4455-acac-20b20ae81fef", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.06, "w": 0.9, "x": 0.05, "y": 0.81 }, "kind": "disclaimer", "text": "[FOR DERIVATIVES OR SECURITIES PITCHES ONLY.]\nAny prices or levels contained herein are preliminary and indicative only and are not comprehensive bids or offers. These indications are provided solely for your information and consideration, and are subject to change at any time without notice and are not intended as a solicitation with respect to the purchase or sale of any instrument. The information contained in this presentation may include results of analyses from a quantitative model which represent potential future events that may not be realized, and is not a complete analysis of all material facts representing any product. Any estimates included herein constitute our judgment as of the date hereof and are subject to change without any notice. We and our affiliates may make a market in these instruments for our own account and for ours or accounts. Accordingly, we may have a position in any such instrument at any time.", "attrs": null, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "8ddfca36-85c1-4e82-8a8c-540672f497bf", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.15, "w": 0.9, "x": 0.05, "y": 0.66 }, "kind": "list", "text": "We maintain a policy of strict compliance to the anti-tying provisions of the Bank Holding Company Act of 1956, as amended, and the regulations issued by the Federal Reserve Board implementing the anti-tying rules (collectively, the 'Anti-tying Rules'). However, our credit policies provide that credit must be non-other than in a safe and sound manner and be consistent with Section 23B of the Federal Reserve Act and the requirements of the Anti-tying Rules. Compliance with these requirements and our Anti-tying Policy:\n+ You will not be required to accept any product or service offered by Citibank or any Citigroup affiliate as a condition to the extension of a commercial loan or other product or service to you by Citibank or any of its subsidiaries, unless such a condition is permitted under an exception to the Anti-tying Rules.\n+ We will not vary the price or other terms of any Citibank product or service based on the condition that you purchase any particular product or service from Citibank or any Citigroup affiliate, unless we are authorized to consummate an exception to the Anti-tying Rules.\n+ We will not require you to provide property or services to Citibank or any affiliate of Citibank as a condition to the extension of a commercial loan to you by Citibank or any Citibank subsidiary, unless such a requirement is reasonably necessary to protect the safety and soundness of the loan.\n+ We will not require you to refrain from doing business with a competitor of Citigroup or any of its affiliates as a condition to receiving a commercial loan from Citibank or any of its subsidiaries, unless the requirements are reasonably assigned to ensure the soundness of the loan.", "attrs": null, "subkind": "bullet", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "981c9084-25c3-4845-a5f7-05a50699fab4", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.04, "w": 0.9, "x": 0.05, "y": 0.94 }, "kind": "source-note", "text": "© 2003 Citigroup Global Markets Inc. Member SIPC. CITIGROUP and Umbrella Device are trademarks and service marks of Citigroup or its affiliates and are used and registered throughout the world.\n© 2003 Citigroup Global Markets Limited. Regulated by the Financial Services Authority. CITIGROUP and Umbrella Device are trademarks and service marks of Citigroup or its affiliates and are used and registered throughout the world.\n© 2003 [Name of Legal Vehicle] [Name of regulatory body] CITIGROUP and Umbrella Device are trademarks and service marks of Citigroup or its affiliates and are used and registered throughout the world.", "attrs": { "numbered": true }, "subkind": null, "toolName": null, "toolSlug": null, "confidence": null, "componentId": "c0e9445e-1054-4ecd-a008-4dda81e5fad2", "frameworkName": null, "frameworkSlug": null } ], "metrics": [], "tools": [], "frameworks": [], "arcBeats": [], "loops": [], "imagePathAlt": null, "thumbSrc": null, "thumbSrcAlt": null, "locked": true }