{
  "docId": "019dd923-5e88-73ef-bd5b-67d8898f8420",
  "docSlug": "dfdec0fb1c1b9a0f",
  "documentTitle": "20230215 Q422 FI Investor Presentation vFFF",
  "authorId": "Barclays",
  "authorName": "Barclays",
  "documentKindSlug": "consulting-deck",
  "documentKindLabel": "Consulting deck",
  "sourceTypeSlug": "equity_research",
  "sourceTypeLabel": "Equity research",
  "presentationDate": null,
  "orientation": "landscape",
  "aspectRatio": 1.445,
  "pageNumber": 53,
  "pageCount": 56,
  "prevPage": 52,
  "nextPage": 54,
  "slideType": "appendix_disclosure",
  "function": "summarize",
  "density": "dense",
  "nDataPoints": 14,
  "notes": "Includes detailed footnotes regarding the nature of the incident and specific financial impacts.",
  "elementsJson": [
    "headline_text",
    "bullet_list",
    "data_table",
    "footnote"
  ],
  "metadataConfidence": 1,
  "imagePath": null,
  "slideHref": "/slides/019dd923-5e88-73ef-bd5b-67d8898f8420/53",
  "deckHref": "/decks/019dd923-5e88-73ef-bd5b-67d8898f8420",
  "deckJsonHref": "/decks/019dd923-5e88-73ef-bd5b-67d8898f8420.json",
  "deckAnchorHref": "/decks/019dd923-5e88-73ef-bd5b-67d8898f8420#slide-53",
  "components": [
    {
      "bbox": {
        "h": 0.04,
        "w": 0.91,
        "x": 0.045,
        "y": 0.87
      },
      "kind": "disclaimer",
      "text": "Refers to the Over-issuance of Securities under Barclays Bank PLC's US shelf registration statements on Form F-3 filed with the SEC in 2018 and 2019. Please refer to the Barclays PLC FY22 Results Announcement for details.",
      "attrs": null,
      "subkind": null,
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "386933c9-5763-419b-8d68-f1f76898845b",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.55,
        "w": 0.43,
        "x": 0.045,
        "y": 0.24
      },
      "kind": "list",
      "text": "In March 2022, the Group became aware that BBPLC had issued securities materially in excess of the amount registered under its shelf registration statement filed with the US SEC. Barclays amended their annual report on Form 20-F. Barclays conducted a rescission offer. Barclays was subject to an SEC investigation and paid a penalty. External counsel review concluded causes were failure to escalate loss of WKSI status and decentralized ownership structure, but not a general lack of control.",
      "attrs": null,
      "subkind": "bullet",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "ba76d7bf-75b7-484c-b587-e1f2837f0e01",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": null,
      "kind": "metric",
      "text": "Total Impact: (722)",
      "attrs": null,
      "subkind": "primary",
      "toolName": "Quantification",
      "toolSlug": "quantification",
      "confidence": null,
      "componentId": "019dd952-1042-7629-9bc7-04e7f16821e8",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.55,
        "w": 0.45,
        "x": 0.505,
        "y": 0.24
      },
      "kind": "table",
      "text": "Financial impact table showing FY21, FY22, and Total Impact for various line items including hedging income, rescission offer losses, SEC penalty, and RoTE impact.",
      "attrs": null,
      "subkind": "data",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "2140637f-bcdc-4154-8707-75be230b9e56",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.04,
        "w": 0.38,
        "x": 0.045,
        "y": 0.125
      },
      "kind": "title",
      "text": "Over-issuance of Securities",
      "attrs": null,
      "subkind": "headline",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "4c3602ed-ddd7-466c-83ac-d4d9b3c7a2f8",
      "frameworkName": null,
      "frameworkSlug": null
    }
  ],
  "metrics": [],
  "tools": [
    {
      "name": "Defensive Design",
      "slug": "defensive-design",
      "agent": "Architect",
      "layer": "slide",
      "matchId": "019dd95a-187e-714f-9b94-6e727df1201f",
      "evidence": "Appendix discloses over-issuance reconciliation for full transparency",
      "confidence": 60
    },
    {
      "name": "Table data",
      "slug": "table-data",
      "agent": null,
      "layer": "slide",
      "matchId": "e9170c2c-aec7-435f-966a-ef946bfbb706",
      "evidence": "table/data: Financial impact table showing FY21, FY22, and Total Impact for various line items",
      "confidence": 0.9
    }
  ],
  "frameworks": [],
  "arcBeats": [],
  "loops": [],
  "imagePathAlt": null,
  "thumbSrc": null,
  "thumbSrcAlt": null,
  "locked": true
}