{
  "docId": "019dd923-5e88-73ef-bd58-07b375a7cd5b",
  "docSlug": "335ba522863769dc",
  "documentTitle": "Banking and capital markets trends 2020: Laying the foundations for growth",
  "authorId": "PwC",
  "authorName": "PwC",
  "documentKindSlug": "consulting-deck",
  "documentKindLabel": "Consulting deck",
  "sourceTypeSlug": "strategy_consulting",
  "sourceTypeLabel": "Strategy consulting",
  "presentationDate": null,
  "orientation": "landscape",
  "aspectRatio": 1.414,
  "pageNumber": 53,
  "pageCount": 88,
  "prevPage": 52,
  "nextPage": 54,
  "slideType": "industry_trends",
  "function": "summarize",
  "density": "dense",
  "nDataPoints": 0,
  "notes": "PwC branding, 2020 Internal Audit Planning deck.",
  "elementsJson": [
    "headline_text",
    "bullet_list",
    "photo"
  ],
  "metadataConfidence": 1,
  "imagePath": null,
  "slideHref": "/slides/019dd923-5e88-73ef-bd58-07b375a7cd5b/53",
  "deckHref": "/decks/019dd923-5e88-73ef-bd58-07b375a7cd5b",
  "deckJsonHref": "/decks/019dd923-5e88-73ef-bd58-07b375a7cd5b.json",
  "deckAnchorHref": "/decks/019dd923-5e88-73ef-bd58-07b375a7cd5b#slide-53",
  "components": [
    {
      "bbox": null,
      "kind": "callout",
      "text": "MiFID II aims to strengthen investor protection by enhancing governance around product manufacturing and distribution.",
      "attrs": null,
      "subkind": null,
      "toolName": "Visual emphasis",
      "toolSlug": "visual-emphasis",
      "confidence": null,
      "componentId": "019dd952-3be5-7612-8a2d-c6b938d0f4c9",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.7,
        "w": 0.45,
        "x": 0.52,
        "y": 0.25
      },
      "kind": "image",
      "text": "Professional man sitting at a desk",
      "attrs": null,
      "subkind": "photo",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "ecd0070d-f88f-4060-a755-2a2eeff92239",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.15,
        "w": 0.45,
        "x": 0.05,
        "y": 0.51
      },
      "kind": "list",
      "text": "Key risks: Lack of governance and inability to provide appropriate information on the financial instrument and the product approval process.",
      "attrs": null,
      "subkind": "bullet",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "3a284fb9-9dcd-4a86-b15a-7c660801e70b",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.2,
        "w": 0.45,
        "x": 0.05,
        "y": 0.68
      },
      "kind": "list",
      "text": "Internal audit focus: Governance of the manufacturing process including effective Board oversight and the role of Compliance.",
      "attrs": null,
      "subkind": "bullet",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "926caa07-9a28-465f-bb32-970c47c8e573",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.2,
        "w": 0.45,
        "x": 0.05,
        "y": 0.27
      },
      "kind": "list",
      "text": "Product governance: MiFID II aims to strengthen investor protection by enhancing governance around product manufacturing and distribution.",
      "attrs": null,
      "subkind": "bullet",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "f62a2307-fce5-4d8a-a480-aaf41dc7d854",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.03,
        "w": 0.45,
        "x": 0.05,
        "y": 0.22
      },
      "kind": "paragraph",
      "text": "The Markets in Financial Instruments Directive (MiFID II)",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "82a314ef-747d-4c12-8d2b-34d62f607d0d",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.08,
        "w": 0.5,
        "x": 0.05,
        "y": 0.05
      },
      "kind": "title",
      "text": "Further regulation – MiFID II (4/6)",
      "attrs": null,
      "subkind": "headline",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "65b63166-30e8-404e-9174-3227b303b05e",
      "frameworkName": null,
      "frameworkSlug": null
    }
  ],
  "metrics": [],
  "tools": [
    {
      "name": "List presentation",
      "slug": "list-presentation",
      "agent": null,
      "layer": "slide",
      "matchId": "205db7eb-c079-40d8-bf87-e3646814c9ce",
      "evidence": "list/bullet: Key risks: Lack of governance and inability to provide appropriate information on the financial instrument and the product approval process.",
      "confidence": 0.7
    }
  ],
  "frameworks": [],
  "arcBeats": [
    {
      "to": 66,
      "from": 18,
      "beatId": "88b6734e-092d-4991-8706-5639248f97fb",
      "arcName": "Problem-Agitate-Solution",
      "arcSlug": "problem-agitate-solution",
      "beatName": "Evidence",
      "beatSlug": "evidence",
      "evidence": "The document provides evidence and analysis on various topics, including governance, risk management, and regulatory compliance.",
      "position": 2,
      "confidence": 0.8,
      "parentBeatName": null,
      "parentBeatSlug": null
    }
  ],
  "loops": [],
  "imagePathAlt": null,
  "thumbSrc": null,
  "thumbSrcAlt": null,
  "locked": true
}