{
  "docId": "019dd923-5e88-73ef-bd57-fcc3cf532e42",
  "docSlug": "72c67d77b7b29fa0",
  "documentTitle": "ubs best of switzerland conference presentation",
  "authorId": "UBS",
  "authorName": "UBS",
  "documentKindSlug": "consulting-deck",
  "documentKindLabel": "Consulting deck",
  "sourceTypeSlug": "equity_research",
  "sourceTypeLabel": "Equity research",
  "presentationDate": null,
  "orientation": "portrait",
  "aspectRatio": 0.707,
  "pageNumber": 275,
  "pageCount": 446,
  "prevPage": 274,
  "nextPage": 276,
  "slideType": "appendix_disclosure",
  "function": "summarize",
  "density": "overcrowded",
  "nDataPoints": 0,
  "notes": "This is a standard regulatory disclosure page from an annual report.",
  "elementsJson": [
    "paragraph"
  ],
  "metadataConfidence": 1,
  "imagePath": null,
  "slideHref": "/slides/019dd923-5e88-73ef-bd57-fcc3cf532e42/275",
  "deckHref": "/decks/019dd923-5e88-73ef-bd57-fcc3cf532e42",
  "deckJsonHref": "/decks/019dd923-5e88-73ef-bd57-fcc3cf532e42.json",
  "deckAnchorHref": "/decks/019dd923-5e88-73ef-bd57-fcc3cf532e42#slide-275",
  "components": [
    {
      "bbox": {
        "h": 0.18,
        "w": 0.4,
        "x": 0.07,
        "y": 0.29
      },
      "kind": "list",
      "text": "Pertain to the maintenance of records; provide reasonable assurance that transactions are recorded; provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition.",
      "attrs": null,
      "subkind": "bullet",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "851dada8-05e1-48c1-8d0d-b2788bb92675",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.07,
        "w": 0.4,
        "x": 0.51,
        "y": 0.24
      },
      "kind": "paragraph",
      "text": "The effectiveness of UBS's internal control over financial reporting as of 31 December 2021 has been audited by Ernst & Young Ltd, UBS's independent registered public accounting firm.",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "133737e2-4e85-484b-914f-a147ec8aaec8",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.15,
        "w": 0.4,
        "x": 0.51,
        "y": 0.09
      },
      "kind": "paragraph",
      "text": "Management's assessment of internal control over financial reporting as of 31 December 2021. UBS management has assessed the effectiveness of UBS's internal control over financial reporting as of 31 December 2021 based on the criteria set forth by the Committee of Sponsoring Organizations of the Treadway Commission (COSO) in Internal Control – Integrated Framework (2013 Framework).",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "164fb2b5-5d0e-42e7-a9d3-26eaf0f753c2",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.12,
        "w": 0.4,
        "x": 0.51,
        "y": 0.37
      },
      "kind": "paragraph",
      "text": "The accompanying reports of the independent registered public accounting firm on the consolidated financial statements and internal control over financial reporting are included in our filing on 7 March 2022 with the Securities and Exchange Commission on Form 20-F.",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "ac56f8eb-d707-48b9-a082-d8cd2fc34b98",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.15,
        "w": 0.4,
        "x": 0.07,
        "y": 0.13
      },
      "kind": "paragraph",
      "text": "Management's responsibility for internal control over financial reporting. The Board of Directors and management of UBS Group AG (UBS) are responsible for establishing and maintaining adequate internal control over financial reporting.",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "b852f6e5-72c2-435b-ad81-e0c4d122586e",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.06,
        "w": 0.4,
        "x": 0.07,
        "y": 0.47
      },
      "kind": "paragraph",
      "text": "Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements.",
      "attrs": null,
      "subkind": "paragraph",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "cc9f7b82-676a-45b4-a601-ad8edf823a0c",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.04,
        "w": 0.4,
        "x": 0.51,
        "y": 0.32
      },
      "kind": "title",
      "text": "Reports of the statutory auditor / independent registered public accounting firm",
      "attrs": null,
      "subkind": "headline",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "50a0c17a-a1bb-47d4-bcbf-1e661256ebc5",
      "frameworkName": null,
      "frameworkSlug": null
    },
    {
      "bbox": {
        "h": 0.03,
        "w": 0.4,
        "x": 0.07,
        "y": 0.09
      },
      "kind": "title",
      "text": "Management's report on internal control over financial reporting",
      "attrs": null,
      "subkind": "headline",
      "toolName": null,
      "toolSlug": null,
      "confidence": null,
      "componentId": "c50d0c90-2dbf-4894-ab21-208d1ee72374",
      "frameworkName": null,
      "frameworkSlug": null
    }
  ],
  "metrics": [],
  "tools": [
    {
      "name": "Audience Definition",
      "slug": "audience-definition",
      "agent": "Storyteller",
      "layer": "slide",
      "matchId": "577f02b7-65c4-4c9e-8086-e815ab688749",
      "evidence": "Management's assessment of internal control over financial reporting as of 31 December 2021.",
      "confidence": 0.7
    }
  ],
  "frameworks": [
    {
      "name": "COSO Internal Control – Integrated Framework",
      "slug": null,
      "matchId": "bffadd63-2e88-4e0a-badf-05c94cbca5ff",
      "evidence": "Mentioned in the text as the basis for the assessment.",
      "confidence": 1
    }
  ],
  "arcBeats": [
    {
      "to": 446,
      "from": 81,
      "beatId": "0b1398a4-916e-492f-856a-8d8a0f442792",
      "arcName": "Monroe's Motivated Sequence",
      "arcSlug": "monroes-sequence",
      "beatName": "Action",
      "beatSlug": "monroes-sequence-action",
      "evidence": "The document concludes with detailed financial and operating performance data, and risk management information.",
      "position": 3,
      "confidence": 0.8,
      "parentBeatName": "Resolution",
      "parentBeatSlug": "resolution"
    }
  ],
  "loops": [],
  "imagePathAlt": null,
  "thumbSrc": null,
  "thumbSrcAlt": null,
  "locked": true
}