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  "documentTitle": "ubs best of switzerland conference presentation",
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  "notes": "This slide details the governance structure, specifically highlighting differences between Swiss and NYSE requirements for committees and shareholder approvals.",
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      "text": "Refer to the Articles of Association of UBS Group AG and of UBS AG, and to the Organization Regulations of UBS Group AG, available at ubs.com/governance and ubs.com/ubs-ag-governance, for more information",
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      "text": "Refer to \"Share capital structure\" in this section for more information about UBS Group AG's capital",
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      "text": "The SIX Swiss Exchange Corporate Governance Directive is available at ser-ag.com/dam/downloads/regulation/listing/directives/DCG-en.pdf, the Swiss Code of Best Practice for Corporate Governance at economiesuisse.ch/en/publications/swiss-code-best-practice-corporate-governance and the NYSE rules at nyse.wolterskluwer.cloud/listed-company-manual",
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      "text": "Refer to \"Board of Directors\" in this section for more information about the BoD's committees",
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      "text": "Differences from corporate governance standards relevant to US-listed companies: The NYSE standards on corporate governance require foreign private issuers to disclose any significant ways in which their corporate governance practices differ from those that have to be followed by domestic companies.",
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      "text": "UBS Group AG is subject to, and complies with, all relevant Swiss legal and regulatory requirements regarding corporate governance, including the SIX Swiss Exchange's Directive on Information relating to Corporate Governance.",
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      "text": "Proxy statement reports of the Audit Committee and the Compensation Committee: NYSE standards require the aforementioned committees to submit their reports directly to shareholders.",
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      "text": "Supervision of the internal audit function: Although under NYSE standards only audit committees supervise internal audit functions, the Chairman of the BoD (the Chairman) and the Audit Committee share the supervisory responsibility and authority with respect to the internal audit function.",
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      "text": "Responsibility of the Compensation Committee for performance evaluations of senior management of UBS Group AG: In line with Swiss law, our Compensation Committee, together with the BoD, proposes for shareholder approval at the AGM the maximum aggregate amount of compensation for the BoD.",
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      "text": "Shareholder votes on equity compensation plans: NYSE standards require shareholder approval for the establishing of and material revisions to all equity compensation plans.",
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      "text": "Responsibility of the Audit Committee regarding independent auditors: Our Audit Committee is responsible for the compensation, retention and oversight of independent auditors.",
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      "text": "Discussion of risk assessment and risk management policies by the Risk Committee: As per the Organization Regulations of UBS Group AG and UBS AG, the Risk Committee, instead of the Audit Committee, as per NYSE standards, oversees our risk principles and risk capacity on behalf of the BoD.",
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