{ "docId": "019dd923-5ca1-7489-b634-09eaac746cd7", "docSlug": "f87bb32db9e3c78a", "documentTitle": "The AM Way 2024", "authorId": "AlvarezMarsal", "authorName": "Alvarez & Marsal", "documentKindSlug": "consulting-deck", "documentKindLabel": "Consulting deck", "sourceTypeSlug": "strategy_consulting", "sourceTypeLabel": "Strategy consulting", "presentationDate": null, "orientation": "portrait", "aspectRatio": 0.773, "pageNumber": 11, "pageCount": 17, "prevPage": 10, "nextPage": 12, "slideType": "appendix_disclosure", "function": "summarize", "density": "dense", "nDataPoints": 0, "notes": "Part of a Code of Conduct document.", "elementsJson": [ "paragraph" ], "metadataConfidence": 1, "imagePath": null, "slideHref": "/slides/019dd923-5ca1-7489-b634-09eaac746cd7/11", "deckHref": "/decks/019dd923-5ca1-7489-b634-09eaac746cd7", "deckJsonHref": "/decks/019dd923-5ca1-7489-b634-09eaac746cd7.json", "deckAnchorHref": "/decks/019dd923-5ca1-7489-b634-09eaac746cd7#slide-11", "components": [ { "bbox": null, "kind": "callout", "text": "Failure to comply with A&M's responsible trading and investing policy will result in disciplinary action up to and including termination.", "attrs": null, "subkind": null, "toolName": "Visual emphasis", "toolSlug": "visual-emphasis", "confidence": null, "componentId": "019dd951-a675-704b-b9b2-0841ff378bfe", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.265, "w": 0.66, "x": 0.294, "y": 0.315 }, "kind": "paragraph", "text": "All personnel of A&M are responsible for maintaining accurate records regarding firm-wide business. This includes, but is not limited to, client engagement documentation, performance evaluations, personnel and payroll records and all other financial information. A&M personnel are responsible for accurately and promptly reporting time worked and location where services were performed, as well as any expenses incurred. Client invoices must be accurate and based on actual hours worked on the client engagement and expenses incurred on behalf of the client, or other such terms as outlined in and agreed to in A&M's agreement(s) with the client. A&M personnel should obtain pre-approval for certain expenses that may relate to areas covered in this Code of Conduct or other policies, such as the Global Anti-Bribery & Corruption Policy. A&M personnel working on government, bankruptcy or other specialized engagements are responsible for understanding and complying with the specific rules that may apply in recording and charging time and expenses. A&M personnel are also responsible for complying with the firm's file retention policy, the A&M Document Retention Policy for Client Engagements.", "attrs": null, "subkind": "paragraph", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "009d2f18-4af9-4367-be78-45780215a05d", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.185, "w": 0.66, "x": 0.294, "y": 0.066 }, "kind": "paragraph", "text": "Any existing investments do not require such approval but should be disclosed to your BU leader as soon as possible, if they have not already been disclosed as part of the conflicts of interest process described below. In addition, note the requirements set forth in the Outside Activities and Interests section above. The above requirements are in addition to any specific restrictions relating to securities trading that may be imposed by clients or other parties connected to an engagement. A&M personnel should consult with A&M's Office of General Counsel before agreeing to any such restrictions. Failure to comply with A&M's responsible trading and investing policy will result in disciplinary action up to and including termination.", "attrs": null, "subkind": "paragraph", "toolName": null, "toolSlug": null, "confidence": null, "componentId": "23b00c78-8773-4720-9323-fefcca3f5811", "frameworkName": null, "frameworkSlug": null }, { "bbox": { "h": 0.185, "w": 0.66, "x": 0.294, "y": 0.609 }, "kind": "paragraph", "text": "Money laundering occurs when money or assets of criminal origin is hidden through transactions, while terrorist financing occurs when legitimate or illegal funds are utilized for terrorist activity. A&M accepts its legal and regulatory obligation in respect to the prevention of money laundering and the prevention of terrorist financing and is required to comply with all anti-money laundering and anti-terrorist financing laws globally. 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