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scope')", "Insert a single thesis slide at p.3 stating the top 3-5 audit priorities for 2020, then use the rest of the deck as the supporting build", "Replace the contacts-page ending with a one-page 'Recommended 2020 IA plan' that ranks the themes by risk × readiness gap, then move contacts to the appendix", "Collapse the 10-slide Capital & Liquidity sub-section into a 1-page summary with a call-out drilldown — the current 1/10...10/10 format buries the signal" ], "closingScore": 30, "openingScore": 38, "topStrengths": [ "Risk-radar visualizations on p.5-6 efficiently establish the landscape in two slides before the deep dive", "Pull-quote callouts (e.g. p.28 'Regulators expect firms to be operationally resilient... WAR footing') often carry the real insight that the topic-titles fail to surface", "Use of timelines on p.46-48 to anchor regulatory horizons is a structurally appropriate device", "Quote slide from Sarah Isted (p.45) provides a human, voice-of-leadership beat midway through" ], "topWeaknesses": [ "Titles are topic labels, not action titles — 88 slides and not one declarative finding in the title bar", "Heavy use of N/N pagination ('Customer outcomes 1/6 ... 6/6', 'Capital and liquidity 1/10 ... 10/10') signals a reference document, not a narrative — readers cannot tell what each sub-slide adds", "No problem→solution arc: 'frame_problem' slides (p.9, 17, 27, 35) are scattered and never converge on a unified thesis", "Closing is a contacts page (p.85) rather than a recommended audit plan, despite the deck's stated purpose of supporting Internal Audit planning", "The cover (p.1) says 'Internal Audit. 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Adequacy of the firm's assessment of the 14 PRA prescribed liquidity risk drivers and additional Pillar 2 risks; Adequacy of stress tests modelled (e.g. severity, plausibility and appropriateness given the firm's business activities and environment in which it operates); and Design and operating effectiveness of controls and governance around the ILAAP process, including Board and senior management involvement/challenge.", "attrs": null, "canon": { "kind": { "name": "List", "slug": "list", "status": "active", "canonId": "019de52c-f94b-779b-a53b-fd4904a5f4d2", "version": 1, "description": "Bullet or numbered list." }, "tool": null, "subkind": { "name": "Bullet list", "slug": "bullet", "status": "active", "canonId": "019de52c-fc98-7169-a083-5cab805076ca", "version": 1, "description": null }, "framework": null }, "subkind": "bullet", "groupRole": null, "confidence": null, "extraction": { "at": "2026-05-02 18:10:13.174+00", "model": "google/gemini-3.1-flash-lite-preview-20260303", "runId": null, "seconds": null, "promptVersion": null }, "componentId": "b1fa68bd-9bda-48dd-a4e7-4a6d64b5c6a9", "parentComponentId": null }, { "bbox": { "h": 0.03, "w": 0.45, "x": 0.52, "y": 0.22 }, "kind": "paragraph", "text": "Internal audit focus areas", "attrs": null, "canon": { "kind": { "name": "Paragraph", "slug": "paragraph", "status": "active", "canonId": "5f2affc0-941d-4d07-959d-4bfc1930cea4", "version": 1, "description": "Single prose block in the body of a slide." }, "tool": null, "subkind": { "name": "Paragraph", "slug": "paragraph", "status": "active", "canonId": "019de52c-fb80-75af-aa5c-a7a4bfac2433", "version": 1, "description": null }, "framework": null }, "subkind": "paragraph", "groupRole": null, "confidence": null, "extraction": { "at": "2026-05-02 18:10:13.174+00", "model": "google/gemini-3.1-flash-lite-preview-20260303", "runId": null, "seconds": null, "promptVersion": null }, "componentId": "00e2caa9-fae1-4996-87cc-a0f8c51afaad", "parentComponentId": null }, { "bbox": { "h": 0.35, "w": 0.45, "x": 0.05, "y": 0.26 }, "kind": "paragraph", "text": "The Internal Liquidity Adequacy Assessment Process (ILAAP) is a mandatory process that banks need to undertake and document on an annual basis. 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Firms not reviewing and updating their liquidity policy with the most up to date information and assets owned by funds. Stress tests of fund assets and investors do not consider potential adverse market events, and how they may impact the fund's liquidity. 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Appropriateness of stress testing currently conducted on fund liquidity, and how this is aligned to a fund's assets, investor base and dealing frequency. 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